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Depth-of-Knowledge (DOK) Levels for Science
According to Norman L. Webb, Wisconsin Center for Educational Research ("Depth-of-Knowledge Levels for Four Content Areas," March 28, 2002), "interpreting and assigning depth-of-knowledge levels to both objectives within standards and assessment items is an essential requirement of alignment analysis. Four levels of depth-of-knowledge are used for this analysis." Norman Webb's "Depth-of-Knowledge Levels for Four Content Areas" include: Language Arts (Reading, Writing), Mathematics, Science, and Social Studies.
A general definition for each of the four (Webb) Depth-of-Knowledge levels is followed by Table 1, which provides further specification and examples for each of the DOK levels. Webb recommends that large-scale, on-demand assessments in mathematics should only assess Depth of Knowledge Levels 1,2, and 3. Depth of Knowledge at Level 4 in mathematics should be reserved for local assessment.
Level 1 (Recall) includes the recall of information such as fact, definition, term, or a simple procedure, as well as performing a simple algorithm or applying a formula. That is, in mathematics a one-step, well-defined, and straight algorithmic procedure should be included at this lowest level. Other key words that signify a Level 1 include "identify," "recall," "recognize," "use," and "measure." Verbs such as "describe" and "explain" could be classified at different levels depending on what is to be described and explained.
Level 2 (Skill/Concept) includes the engagement of some mental processing beyond a habitual response. A Level 2 assessment item requires students to make some decisions as to how to approach the problem or activity, whereas Level 1 requires students to demonstrate a rote response, perform a well-known algorithm, follow a set procedure (like a recipe), or perform a clearly defined series of steps. Keywords that generally distinguish a Level 2 item include "classify," "organize," "estimate," "make observations," "collect and display data," and "compare data." These actions imply more than one step. For example, to compare data requires first identifying characteristics of the objects or phenomenon and then grouping or ordering the objects. Some action verbs, such as "explain," "describe," or "interpret" could be classified at different levels depending on the object of the action. For example, if an item required students to explain how light affects mass by indicating there is a relationship between light and heat, this is considered a Level 2. Interpreting information from a simple graph, requiring reading information from the graph, also is a Level 2. Interpreting information from a complex graph that requires some decisions on what features of the graph need to be considered and how information from the graph can be aggregated is a Level 3. Caution is warranted in interpreting Level 2 as only skills because some reviewers will interpret skills very narrowly, as primarily numerical skills, and such interpretation excludes from this level other skills such as visualization skills and probability skills, which may be more complex simply because they are less common. Other Level 2 activities include explaining the purpose and use of experimental procedures; carrying out experimental procedures; making observations and collecting data; classifying, organizing, and comparing data; and organizing and displaying data in tables, graphs, and charts.
Level 3 (Strategic Thinking) requires reasoning, planning, using evidence, and a higher level of thinking than the previous two levels. In most instances, requiring students to explain their thinking is a Level 3. Activities that require students to make conjectures are also at this level. The cognitive demands at Level 3 are complex and abstract. The complexity does not result from the fact that there are multiple answers, a possibility for both Levels 1 and 2, but because the task requires more demanding reasoning. An activity, however, that has more than one possible answer and requires students to justify the response they give would most likely be a Level 3. Other Level 3 activities include drawing conclusions from observations; citing evidence and developing a logical argument for concepts; explaining phenomena in terms of concepts; and using concepts to solve problems.
Level 4 (Extended Thinking) requires complex reasoning, planning, developing, and thinking most likely over an extended period of time. The extended time period is not a distinguishing factor if the required work is only repetitive and does not require applying significant conceptual understanding and higher-order thinking. For example, if a student has to take the water temperature from a river each day for a month and then construct a graph, this would be classified as a Level 2. However, if the student is to conduct a river study that requires taking into consideration a number of variables, this would be a Level 4. At Level 4, the cognitive demands of the task should be high and the work should be very complex. Students should be required to make several connections-relate ideas within the content area or among content areas-and have to select one approach among many alternatives on how the situation should be solved, in order to be at this highest level. Level 4 activities include designing and conducting experiments; making connections between a finding and related concepts and phenomena; combining and synthesizing ideas into new concepts; and critiquing experimental designs.
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Table 1: Detailed Descriptions of Depth of Knowledge Levels for Science
(K. Hess, Center for Assessment, based on Webb, updated 2005)
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Level 1 Recall & Reproduction |
Level 2 Skills/Concepts |
Level 3 Strategic Thinking |
Level 4 Extended Thinking |
Examples represent, but do not constitute all Level 1 science performances:
- Recall or recognize a fact, term, definition, simple procedure (such as one step), or property
- Demonstrate a rote response
- Use a well-known formula
- Represent in words or diagrams a scientific concept or relationship
- Provide or recognize a standard scientific representation for simple phenomenon
- Perform a routine procedure, such as measuring length
- Perform a simple science process or a set procedure (like a recipe
- Perform a clearly defined set of steps
- Identify, calculate, or measure
NOTE: If the knowledge necessary to answer an item automatically provides the answer, it is a Level 1
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Examples represent, but do not constitute all Level 2 science performances:
- Specify and explain the relationship between facts, terms, properties, or variables
- Describe and explain examples and non-examples of science concepts
- Select a procedure according to specified criteria and perform it
- Formulate a routine problem given data and conditions
- Organize, represent, and compare data
- Make a decision as to how to approach the problem
- Classify, organize, or estimate
- Compare data
- Make observations
- Interpret information from a simple graph
- Collect and display data
NOTE: If the knowledge necessary to answer an item does not automatically provide the answer, it is at least a Level 2. Most actions imply more than one step. |
Examples represent, but do not constitute all Level 3 science performances:
- Interpret information from a complex graph, such as determining features of the graph or aggregating data in the graph
- Use reasoning, planning and evidence
- Explain thinking when more than one response is possible
- Justify a response
- Identify research questions and design investigations for a scientific problem
- Use concepts to solve non-routine problems/more than one possible answer
- Develop a scientific model for a complex situation
- Form conclusions from experimental or observational data
- Complete a multi-step problem that involves planning and reasoning
- Provide an explanation of a principle
- Justify a response when more than one answer is possible
- Cite evidence and develop a logical argument for concepts
- Conduct a designed investigation
- Research and explain a scientific concept
- Explain phenomena in terms of concepts
NOTE: Level 3 is complex and abstract. If more than one response is possible, it is at least a Level 3 and calls for use of reasoning, justification, evidence, as support for the response
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Examples represent, but do not constitute all Level 4 science performances:
- Select or devise approach among many alternatives to solve problem
- Based on provided data from a complex experiment that is novel to the student, deduct the fundamental relationship between several controlled variables.
- Conduct an investigation, from a specifying a problem to designing and carrying out an experiment, to analyzing its data and forming conclusions
- Relate ideas within the content area or among content areas/science domains
- Develop generalizations of the results obtained and the strategies used and apply them to new problem situations
NOTE: Level 4 activities often require an extended period of time for carrying out multiple steps; however, time alone is not a distinguishing factor if skills and concepts are simply repetitive over time.
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